Codes
| Codes | Latest version | Previous versions |
|---|---|---|
| Code of Conduct for Persons Licensed by or Registered with the Âé¶¹ÊÓÆµ | 2 Jan 2026 | Twenty eight versions |
| Code of Conduct for Persons Providing Credit Rating Services | Jun 2011 | - |
| Code of Conduct for Share Registrars | 2003 | - |
| Code on Immigration-Linked Investment Schemes | Apr 2003 | One version |
| Code on Open-ended Fund Companies | 11 Sep 2020 | One version |
| Code on Pooled Retirement Funds | 2 Oct 2024 | Seven versions |
| Code on Real Estate Investment Trusts | 2 Oct 2024 | Seven versions |
| Corporate Finance Adviser Code of Conduct | 1 Oct 2013 | Two versions |
| Fund Manager Code of Conduct | 2 Oct 2024 | Five versions |
| Âé¶¹ÊÓÆµ Code on MPF Products | 1 Jan 2019 | Seven versions |
|
Âé¶¹ÊÓÆµ Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products Section I - Overarching Principles Section Section II - Code on Unit Trusts and Mutual Funds Section III - Code on Investment-Linked Assurance Schemes Section IV - Code on Unlisted Structured Investment Products |
2 Oct 2024 | Four versions |
| The Codes on Takeovers and Mergers and Share Buy-backs | 29 Sep 2023 | Twelve versions |
Latest version
Âé¶¹ÊÓÆµ Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
Code of Conduct for Persons Licensed by or Registered with the Âé¶¹ÊÓÆµ
Code on Immigration-Linked Investment Schemes
| Date |
|---|
| Feb 1993 - Apr 2003 |
Code on Open-ended Fund Companies
Code on Pooled Retirement Funds
Code on Real Estate Investment Trusts
Corporate Finance Adviser Code of Conduct
Fund Manager Code of Conduct
Âé¶¹ÊÓÆµ Code on MPF Products
Previous versions
Âé¶¹ÊÓÆµ Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products
Note: Code on Unit Trusts and Mutual Funds and Code on Investment-Linked Assurance Schemes became parts of the Handbook since its launch on 25 June 2010, and their previous versions are set out below under Section II and III, respectively.
| Date |
|---|
| 1 Jan 2019 - 1 Oct 2024 |
| 30 Jan 2015 - 31 Dec 2018 |
| 2 May 2013 - 29 Jan 2015 |
| 25 Jun 2010 - 1 May 2013 |
Section I - Overarching Principles Section
| Date |
|---|
| No previous versions before the launch of the Handbook |
Section II - Code on Unit Trusts and Mutual Funds
Note: There were four amendments and one insertion during the period from 1 Apr 2003 to 31 Jul 2008.
| Date |
|---|
| 1 Jan 2019 - 1 Oct 2024 |
| 25 Jun 2010 - 31 Dec 2018 |
| 1 Aug 2008 - 24 Jun 2010 |
| 1 Apr 2003 - 31 Jul 2008 |
| 1 Dec 1997 - 31 Mar 2003 |
Section III - Code on Investment-Linked Assurance Schemes
| Date |
|---|
| 25 Jun 2010 - 31 Dec 2018 |
| 1 Aug 2008 - 24 Jun 2010 |
| 1 Apr 2003 - 31 Jul 2008 |
| 1 Jan 1998 - 31 Mar 2003 |
Section IV - Code on Unlisted Structured Investment Products
| Date |
|---|
| No previous versions before the launch of the Handbook |
The Codes on Takeovers and Mergers and Share Buy-backs