Âé¶¹ÊÓÆµ

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Enhanced complaints handling procedures

The Âé¶¹ÊÓÆµ has enhanced its procedures for handling complaints. Under the new process, a designated complaint form has been introduced for members of the public to file complaints with the Âé¶¹ÊÓÆµ about intermediaries’ conduct, public offerings of securities, market misconduct, listed companies misconduct and takeovers.

The form is designed to help complainants provide information about their complaints in a clear and organised manner. This will allow the Âé¶¹ÊÓÆµ to focus its resources and handle complaints more efficiently.

To file a complaint with the Âé¶¹ÊÓÆµ, complainants will need to complete the form and provide valid contact information to enable the Âé¶¹ÊÓÆµ to contact them for further information.

The complaint form can be:

Last update: 29 Dec 2021

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