Âé¶¹ÊÓÆµ

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Approved Securities Registrars

Forms

The following form is specified by the Âé¶¹ÊÓÆµ under the Securities and Futures Ordinance Note 1 and Note 2.  

Note 1  The form is specified under section 402 of the Securities and Futures Ordinance.
Note 2 
The electronic application form for approval to provide securities registrar services should be submitted through . 

Questionnaires 

The following form is specified by the Âé¶¹ÊÓÆµ under the Securities and Futures Ordinance Note 1 and Note 2.  

1 - Business operations and control procedures
Note 1  The form is specified under section 402 of the Securities and Futures Ordinance. 
Note 2 
The form should be submitted through  under section 2.2.4 of Part 2 of Form 1 – Application for approval to provide securities registrar services.

Last update: 7 May 2025

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